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Financial Dictionary

 

Atlantic Financial
Investment Word

Securities Exchange Commission (SEC)

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The Securities Exchange Commission (SEC) is the Federal Agency that overseas all US Securities practices including the Initial Public Offering (IPO) of stock and the Exchanges.

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Securities Exchange Commission
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Securities offered through Cantella & Co. Inc. Member FINRA/SIPC.

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 Atlantic Financial Inc. serves as a branch office of Cantella & Co. Inc. also known as an Office of Supervisory Jurisdiction all references to firm capabilities and securities offerings should be considered under the offering of Cantella & Co. Inc. as the broker dealer for Atlantic Financial Inc.

Mutual Funds are sold by Prospectus only. Please carefully consider investment objectives, risks, charges, and expenses before investing. Please request a Mutual Fund Prospectus and read it carefully before investing.


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